Effluent Guidelines (also referred to as Effluent Limitation Guidelines (ELGs)) are U.S. national standards for wastewater discharges to surface waters and publicly owned treatment works (POTW) (also called municipal sewage treatment plants). The United States Environmental Protection Agency (EPA) issues Effluent Guideline regulations for categories of industrial sources of water pollution under Title III of the Clean Water Act (CWA).[1] The standards are technology-based, i.e. they are based on the performance of treatment and control technologies (e.g., Best Available Technology). Effluent Guidelines are not based on risk or impacts of pollutants upon receiving waters.[2]
Since the mid-1970s, EPA has promulgated ELGs for 59 industrial categories, with over 450 subcategories. Effluent Guidelines currently control pollution at approximately 40,000 facilities that discharge directly to the nation's waters, 129,000 facilities that discharge to POTWs, and construction sites. Effluent Guidelines are implemented in water discharge permits issued to facilities through the National Pollutant Discharge Elimination System (NPDES).[3]
Overview
Regulated pollutants vary by industry category, with effluent limitations typically expressed as mass loadings or concentrations. The regulations cover pollutants for which there are approved analytical testing methods. EPA has published many methods in its regulations,[4] and has approved the use of other methods published by peer-reviewed sources, such as Standard Methods.[5] Although the effluent limitations are based on the performance of control and treatment technologies (and not the impacts to receiving waters), the regulations do not require discharging facilities to use specific technologies. The facilities may choose any technologies to meet the numerical limitations.[3]
In addition to numerical effluent limitations, some categories also include requirements for the use of industry-specific best management practices.[6]
In the 1972 CWA Congress specified an initial list of categorical regulations that EPA was required to promulgate.[7] The 1977 CWA amendments provided a list of pollutant and pollutant groups to be considered by the agency in developing regulations.[8] EPA is also required to review and revise regulations as needed, and since 1972 it has promulgated ELGs for 59 industrial categories, with over 450 subcategories. Approximately 40,000 facilities that discharge directly to the nation's waters, 129,000 facilities that discharge to POTWs, and construction sites, are covered by the regulations. The regulations annually prohibit the discharge of 700 billion pounds of pollutants into U.S. surface waters.[9]
The effluent limitations for the Construction and Development category are narrative in format and do not specify numeric pollutant limits. The requirements consist of erosion controls and sediment controls, soil stabilization practices and pollution prevention practices (such as minimizing exposure of building materials, pesticides and other chemicals).[10]
In the early years of the program (1970s-1980s) the agency published analytical methods for a list of 126 "priority pollutants," consisting of various toxic pollutants. Subsequently the agency has issued methods and regulated pollutants beyond those in the initial priority list.[8][11]
Facilities that directly discharge to "waters of the United States" are required to obtain NPDES permits, and effluent guideline requirements are incorporated into these permits. Indirect dischargers (i.e. facilities discharging to POTWs) are subject to effluent guideline requirements called "Pretreatment Standards."[3][12]
Existing regulations
This table lists the 59 Effluent Guidelines categories published by EPA.[2]
Canned and Preserved Fruits and Vegetable Processing
407
1974
1976
Canned and Preserved Seafood (Seafood Processing)
408
1974
1975
Carbon Black Manufacturing
458
1976
1978
Cement Manufacturing
411
1974
1974
Centralized Waste Treatment
437
2000
2003
Coal Mining
434
1975
2002
Coil Coating
465
1982
1983
Concentrated Animal Feeding Operations
412
1974
2008
Concentrated Aquatic Animal Production (Aquaculture)
451
2004
2004
Construction and Development
450
2009
2014
Copper Forming
468
1983
1986
Dairy Products Processing
405
1974
1974
Dental Office
441
2017
2017
Electrical and Electronic Components
469
1983
1983
Electroplating
413
1974
1983
Explosives Manufacturing
457
1976
1976
Ferroalloy Manufacturing
424
1974
1974
Fertilizer Manufacturing
418
1974
1975
Glass Manufacturing
426
1974
1975
Grain Mills
406
1974
1974
Gum and Wood Chemicals Manufacturing
454
1976
1976
Hospitals
460
1976
1976
Ink Formulating
447
1975
1975
Inorganic Chemicals Manufacturing
415
1982
1982
Iron and Steel Manufacturing
420
1974
2005
Landfills
445
2000
2000
Leather Tanning and Finishing
425
1982
1996
Meat and Poultry Products
432
1974
2004
Metal Finishing
433
1983
1986
Metal Molding and Casting (Foundries)
464
1985
1985
Metal Products and Machinery
438
2003
2003
Mineral Mining and Processing
436
1975
1979
Nonferrous Metals Forming and Metal Powders
471
1985
1989
Nonferrous Metals Manufacturing
421
1976
1990
Oil and Gas Extraction
435
1975
2016
Ore Mining and Dressing (Hard Rock Mining)
440
1975
1988
Organic Chemicals, Plastics & Synthetic Fibers
414
1987
1993
Paint Formulating
446
1975
1975
Paving and Roofing Materials (Tars and Asphalt)
443
1975
1975
Pesticide Chemicals
455
1978
1996
Petroleum Refining
419
1974
1982
Pharmaceutical Manufacturing
439
1976
2003
Phosphate Manufacturing
422
1974
1974
Photographic
459
1976
1976
Plastics Molding and Forming
463
1984
1984
Porcelain Enameling
466
1982
1985
Pulp, Paper and Paperboard
430
1974
2002
Rubber Manufacturing
428
1974
1974
Soap and Detergent Manufacturing
417
1974
1975
Steam Electric Power Generating
423
1974
2024
Sugar Processing
409
1974
1984
Textile Mills
410
1974
1982
Timber Products Processing
429
1974
1981
Transportation Equipment Cleaning
442
2000
2000
Waste Combustors
444
2000
2000
Effluent Guidelines Database
The EPA database supports searching of existing regulations by industry, pollutant, treatment technology or keyword.[1]
Program plans
EPA periodically publishes a list of ongoing and new regulation projects, and a list of categories that it is considering for regulation, in its "Effluent Guidelines Program Plan." Program Plan 15, published in January 2023, announced several regulatory and research projects. According to the agency's "PFAS Strategic Roadmap", it is continuing to evaluate options to reduce discharges of per- and polyfluoroalkyl substances (PFAS) from a variety of industrial sectors.[13] In this regard EPA has decided that changes to the Landfills regulation (40 CFR part 445) are necessary, to address discharges of PFAS from landfill leachate.[14]
EPA will conduct research on the Textile Mills category (40 CFR part 410) to learn more about its PFAS usage and discharge characteristics. The agency will study PFAS discharged to POTWs by various industries, including categories that have recently been examined. EPA intends to confirm the origins of PFAS wastewater and assist POTWs in determining whether source-level controls are necessary. The Concentrated Animal Feeding Operations Category (40 CFR part 412) will also be investigated. The POTW influent study will include monitoring of the Electrical and Electronic Components Category (40 CFR part 469) for PFAS discharge data even though EPA is not currently seeking additional action for this category. Additionally, EPA will keep an eye on PFAS use and emissions from airports and the Pulp, Paper, and Paperboard Category (40 CFR part 430).[14]
^For example, see regulations for the Steam Electric Power Generating Category (40 CFR423); the Pulp, Paper and Paperboard Category (40 CFR430) and the Ore Mining and Dressing Category (40 CFR440).